Regulatory Disclosures / Archive

April 30, 2013

606 posting Q1 2013

April 30, 2013

March 2013 605 posting

March 28, 2013

February 2013 605 posting

February 28, 2013

January 2013 605 posting

January 31, 2013

December 2012 605 posting

December 31, 2012

November 2012 605 Posting

November 30, 2012

October 2012 605 Posting

October 31, 2012

September 2012 605 Posting

September 28, 2012

August 2012 605 Posting

September 4, 2012

July 2012 605 Posting

July 31, 2012

605 June 2012 posting

July 2, 2012

May 605

May 25, 2012

April 2012 605

May 1, 2012

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

April 30, 2012

March 2012 605 posting

April 30, 2012

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution and Clearing, L.P.

March 29, 2012

February 2012 605 Posting

February 28, 2012

January 2012 605 Posting

January 30, 2012

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

January 30, 2012

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

January 29, 2012

December 2011 605 Posting

December 28, 2011

November 2011 605 Posting

November 29, 2011

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

November 28, 2011

October 2011 605 Posting

October 31, 2011

September 2011 605

October 31, 2011

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

September 30, 2011

August 2011 605

August 31, 2011

July 2011 605 Posting

July 29, 2011

June 605 Posting

July 29, 2011

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

July 29, 2011

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

June 24, 2011

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

June 24, 2011

May 2011 605 Posting

May 31, 2011

April 2011 605 Posting

April 29, 2011

March 605

April 29, 2011

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

March 30, 2011

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

March 30, 2011

February 605

February 18, 2011

January 605

January 31, 2011

December 605

January 31, 2011

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

December 28, 2010

November 605

December 28, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

November 30, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

November 30, 2010

October 605

October 29, 2010

September 605

October 29, 2010

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

October 29, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

October 1, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

October 1, 2010

August 605

September 30, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

August 27, 2010

July 605

August 27, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

July 30, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

July 30, 2010

June 2010 605

July 30, 2010

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

June 25, 2010

May 605

June 25, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

May 27, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

May 27, 2010

April 605

May 5, 2010

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

April 30, 2010

March 605

April 30, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

March 31, 2010

Feb 2010 605 posting

March 31, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

February 26, 2010

605 Numbers january 2010

February 26, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

January 31, 2010

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

January 31, 2010

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

January 31, 2010

December 2009 605 Numbers

December 31, 2009

Consolidated Statement of Financial Condition

December 23, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

December 22, 2009

November 2009 605 Numbers

November 25, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

November 25, 2009

October 2009 605 Numbers

October 28, 2009

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

October 28, 2009

September 2009 605 Numbers

October 28, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

September 30, 2009

August 2009 605 Numbers

August 31, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

August 31, 2009

July 2009 605 Numbers

July 30, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

July 29, 2009

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

July 29, 2009

June 2009 605 Numbers

June 30, 2009

May 2009 605 Numbers

June 30, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

June 26, 2009

Consolidated Statement of Financial Disclosure

May 29, 2009

April 2009 605 Numbers

May 29, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

April 30, 2009

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

April 30, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

April 30, 2009

March 2009 605 Numbers

March 31, 2009

605 Feb Numbers

March 31, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

February 25, 2009

January 2009 605 Number

February 25, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

January 27, 2009

December 2008 605 Numbers

January 27, 2009

Consolidated Statement of Financial Condition

January 27, 2009

Disclosure of SEC - Required Order Routing Information - Goldman Sachs Execution & Clearing, L.P.

January 27, 2009

Disclosure of SEC - Required Order Execution Information - Goldman Sachs Execution & Clearing, L.P.

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