Compliance Notes
May 14, 2013
May 13, 2013
May 10, 2013
April 30, 2013
March 11, 2013
March 11, 2013
March 6, 2013
February 27, 2013
February 21, 2013
January 28, 2013
January 23, 2013
January 18, 2013
January 15, 2013
December 20, 2012
December 17, 2012
December 4, 2012
November 29, 2012
November 28, 2012
November 23, 2012
November 23, 2012
November 20, 2012
November 20, 2012
November 15, 2012
November 6, 2012
November 1, 2012
September 24, 2012
Notice to Clients Regarding "Provide Only" Order Type for SIGMA X ATS
August 24, 2012
August 22, 2012
August 3, 2012
July 20, 2012
July 16, 2012
July 11, 2012
July 6, 2012
July 5, 2012
June 27, 2012
June 20, 2012
June 19, 2012
June 15, 2012
June 15, 2012
June 11, 2012
June 6, 2012
May 24, 2012
May 1, 2012
April 11, 2012
August 12, 2011
August 9, 2011
February 24, 2011
February 24, 2011
February 1, 2011
Goldman Sachs Business Continuity Program for Disaster Recovery
February 1, 2011
July 15, 2010
July 13, 2010
January 15, 2010
December 17, 2009
December 11, 2009
Notice to customers: announcement of strike by financial services employees in Finland
June 10, 2009
March 31, 2009
November 10, 2008
October 3, 2008
September 23, 2008
September 23, 2008
Short Sale Resources: page with links to announcements related to the SEC Emergency Short Sale Order
September 22, 2008
September 18, 2008
July 30, 2008
Extended Through August 12 - SEC Emergency Order Regarding Short Sales in Certain Securities
July 21, 2008
June 18, 2008
December 31, 2007
December 31, 2007
December 31, 2007
December 31, 2007
Clearly Erroneous Review Filing Form for Customer Directed Orders to GSEC's SIGMA ATS
December 31, 2007
December 1, 2007
Notice on Self Directed Orders to the Toronto Stock Exchange
September 25, 2007
August 14, 2007
Notice Regarding the Submission of Contrary Exercise Advices
July 26, 2007
July 6, 2007
June 29, 2007
June 22, 2007
March 12, 2007
March 2, 2007
January 1, 2007
For more information about Goldman Sachs Electronic Trading, please contact us.
